Publications

 
   
 

 

Luse Gorman, PC

5335 Wisconsin Avenue, NW
Suite 780
Washington, D.C. 20015

Phone: 202.274.2000
Fax: 202.362.2902

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Click on the links to view the PDF files.

 
 
2016  
SEC Guidance and Non-GAAP Measures
2015  
SEC Finalizes Rule on CEO Pay Ratio Disclosure
Obamacare Survives and the Employer Mandate Remains in Place
SEC Proposes Rule on Incentive Compensation Clawbacks
Luse Gorman Advises First MHC Minority Offering Since 2011 and First MHC Minority Offering Since Regulation MM
SEC Proposes Rule on Pay-Versus-Performance Disclosure
Federal Reserve Board Exempts BHCs and SLHCs of Less Than $1 Billion in Consolidated Assets From Capital Requirements

Deadline Approaching for Opt Out Election on Regulatory Capital Treatment of Accumulated Other Comprehensive Income

Biddeford Savings Bank and Mechanics Savings Bank to Jointly Form Maine Community Bancorp MHC
2014  

 

SEC’s Proposed CEO Pay Ratio Rules: Unduly Complicated Rules Produce Meaningless Results
2013  
Executive Compensation and Benefits and the Current Trends with Credit Unions
Federal Agencies Adopt Final Rule Implementing BASEL III and Dodd-Frank Act

 

2013 Proxy Season: New Compensation Committee and Adviser Independence Rules Require Action Now
2012  
Employers Can Provide Tax-Free Relief to Employees Affected by Hurricane Sandy

 

Year End Deadline for Employer Action: 409A Relief for Payments Contingent Upon Signing A Release of Claims
Cross Industry Mergers - Waive of the Future?

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JOBS Act Provides Regulatory Relief and Capital Investment Opportunities to Community Banks
Proposed Supplemental Capital Legislation
Credit Union and Federal Savings Bank Strike Landmark Merger

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GAO Report Reveals the NCUA's Inability to Accurately Assess the Full Extent of the Corporate Credit Union Crisis

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Employee Benefits Alert: Reporting Obligations for Exercising Incentive Stock Options and Employee Stock Purchase Plan Options
2011
 
Why the Fed needs to amend its interim final rule on MHC dividend waivers

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IRS Finally Says Federal Credit Unions Can Sponsor Code Section 457(b) and 457(f) Deferred Compensation Plans

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The NCUA Addresses the Loss of Insured Credit Unions through Charter Conversions and Private Insurance

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Comments on the Federal Reserve Board's Interim Final Rule on Dividend Waivers are Due by November 1, 2011

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Federal Reserve Issues Interim Final Rule on Dividend Waivers by Federally Chartered MHCs
Dodd-Frank Executive Compensation Rulemaking Delayed
Preserving Your Credit Union's Equity Capital through the Mutual Savings Bank Charter

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Regulatory Policies Regarding Capital Distributions by Bank and Savings and Loan Holding Companies

Federal Reserve Board Adopts Final Rule Establishing Cap on Debit Card Swipe Fees

NCUA Adopts New Rule on Indemnification Payments to Directors, Officers and Employees

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NCUA Approves New Rule Restricting Golden Parachute Payments for Troubled Credit Unions
NCUA Proposes Rules on Dodd-Frank Sound Incentive Compensation Arrangements
Credit Union Update on Code Section 457 Supplemental Executive Retirement Plans

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Federal Reserve Board Sets Out Policies For Savings and Loan Holding Company Supervision and Capital Assessment

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FDIC Proposes Incentive-Based Compensation Rules For Financial Institutions Over $1 Billion
Credit Union to Mutual Bank Mergers and Credit Union to Mutual Bank Conversions
SEC Finalizes Say-on-Pay Rules Smaller Reporting Companies Exempt until 2013
Community Banks Can Apply for Small Business Lending Fund Capital
NCUA Issues Final Rule on Fiduciary Duties of Credit Union Directors

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Employee Benefits Alert: Reporting Obligations for Exercising Incentive Stock Options and Employee Stock Purchase Plan Options
2010
 
Treasury Issues Term Sheets for Small Business Lending Fund
FDIC Publishes Notice of Proposed Rulemaking on Deposit Insurance Assessments
FDIC Issues Final Rule on Noninterest-Bearing Transaction Accounts
Executive Health Benefits May Trigger Big Penalties
SEC Proposes New Rules on Say on Pay and Other Shareholder Advisory Votes
Small Business Lending Fund for Community Banks
SEC Requires Proxy Access for Shareholder Nominees
Inter-Agency Guidance on Sound Incentive Compensation
New SEC Risk Reviews for Proxy Disclosure
New IRS Reporting Rules for Incentive Stock Options
SEC Expands Proxy Disclosure Requirements
   
2009
 
Recent Developments in CU Mergers
Luse Gorman Pomerenk & Schick, P.C. is #1 Nationally in Total Bank and Thrift M&A Deals
Employee Benefits Alert What You Need To Know For 2009

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The Economic Stimulus Bill Adds New Restrictions on Executive Compensation and Corporate Governance for TARP Participants
U.S. Treasury’s Capital Purchase Program for Mutual Banks and MHCs
 
2008
 
U.S. Treasury’s Capital Purchase Program for Mutual Banks and MHCs
It's a Good Time for Issuer Tender Offers
Tuesdays with Laurie: To MHC or not to MHC, that is the question

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The Emergency Economic Stabilization Act of 2008. The Capital Purchase and FDIC Guarantee Programs
Executive Compensation Rules Under the Emergency Economic Stabilization Act of 2008
FDIC’s Debt Guarantee Program Clarification of Election Form Options

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Federal Deposit Insurance Corporation Approves Final Rule for Temporary Liquidity Guarantee Program

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Treasury Announces Terms of TARP Capital Purchase Program for Non-Public Financial Institutions Other Than S Corporations and Mutual Depository Institutions
Treasury Provides Update on Application Process for Capital Purchase Program
 
2006
 
Treasury Provides Update on Application Process for Capital Purchase Program

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Luse Gorman submits comment letter to NCUA in opposition to proposed NCUA rules that would complicate charter conversions
Planning for a Healthy Merger "Baby"

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Luse Gorman submits comment letter to OTS in support of proposed amendments to mutual holding company rules simplifying the implementation of stock benefit plans
Section 457 and Tax Treatment of Federal Credit Union Plans
 
2005
 
Section 457 and Tax Treatment of Federal Credit Union Plans
MHCs Continue to be the Preferred Capital Raising Model for Thrifts
Update on Guidance to New Deferred Compensation Law
New Charter Options Give Mutual Holding Companies More Flexibility
 
2004
 
New Charter Options Give Mutual Holding Companies More Flexibility
Regulators Intensify Bank Secrecy Act Enforcement
 
2003
 
Regulators Intensify Bank Secrecy Act Enforcement
The Mutual Savings Bank Alternative for Growth-Oriented Credit Unions

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Current Market Conditions Offer Smaller Mutuals Unique Opportunities to Raise Capital and Grow
Tax Credits Have Financial Institutions Thinking about Developing New Markets
Weighing the Options for Taking Your Bank Private
 
2002
 
Public Institutions Must Enhance Audit Committees In the Wake of Corporate Scandals
 
2001
 
Trust preferred stock, a new financing vehicle for community financial institutions
 

 

 


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